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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-24
  • PA RA
    APPROVED
    Since 2026-08-24

Branch Locations

5 Valley Square, Ste 110, Blue Bell, PA 19422 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Wayne PA 10/2024 03/2026
Huntingdon Valley Country Club Huntingdon Valley PA 05/2017 Present
Union League National Golf Club Swainton NJ 05/2024 Present
Kreischer Miller Horsham PA 05/2023 12/2023
Full Size Run Willow Grove PA 08/2018 04/2019
Sofive Soccer Center Philadelphia PA 09/2021 04/2022
Archbishop Wood Warminster PA 08/2016 06/2020
Holy Family University Philadelphia PA 08/2020 05/2022
Lasalle University Philadelphia PA 08/2022 05/2024
Camaplan Ambler PA 12/2022 03/2023
Lpl Financial, Llc Blue Bell PA 04/2026 Present
Private Advisor Group, Llc Morristown NJ 08/2026 Present
  • 10/2024 → 03/2026
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 05/2017 → Present
    Huntingdon Valley Country Club
    Huntingdon Valley, PA
  • 05/2024 → Present
    Union League National Golf Club
    Swainton, NJ
  • 05/2023 → 12/2023
    Kreischer Miller
    Horsham, PA
  • 08/2018 → 04/2019
    Full Size Run
    Willow Grove, PA
  • 09/2021 → 04/2022
    Sofive Soccer Center
    Philadelphia, PA
  • 08/2016 → 06/2020
    Archbishop Wood
    Warminster, PA
  • 08/2020 → 05/2022
    Holy Family University
    Philadelphia, PA
  • 08/2022 → 05/2024
    Lasalle University
    Philadelphia, PA
  • 12/2022 → 03/2023
    Camaplan
    Ambler, PA
  • 04/2026 → Present
    Lpl Financial, Llc
    Blue Bell, PA
  • 08/2026 → Present
    Morristown, NJ
Other Businesses

1) 2026-04-15 - Huntingdon Valley Country Club - Outside/W-2 Employment - N - Huntingdon Valley PA - 2026-04-13 - 8hrs/mth - 0hrs/mth during trading 2) 2026-04-15 - Union League National Golf Club - Outside/W-2 Employment - N - Cape May Court House NJ - 2026-04-13 - 12hrs/mth - 0hrs/mth during trading 3) 2026-04-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - RISLER FINANCIAL MANAGEMENT - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 160hrs/mth during trading 4) 2026-04-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Brandywine Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 160hrs/mth during trading 5) 2026-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (Hybrid) Private Advisor Group - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2026-04-09 - 160hrs/mth - 160hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-25
S63 Uniform Securities Agent State Law Examination 2025-04-24
  • S65 Uniform Investment Adviser Law Examination
    2026-07-25
  • S63 Uniform Securities Agent State Law Examination
    2025-04-24

View on SEC IAPD

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