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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-08-03 |
Branch Locations
1233 Shelburne Rd #E3, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Appleton | WI | 03/2025 | 10/2025 |
| Texas Christian University Athletics Marketing | Fort Worth | TX | 09/2023 | 05/2024 |
| Full Time Student | Fort Worth | TX | 05/2024 | 03/2025 |
| Younglife Youth Group | Fort Worth | TX | 08/2021 | 03/2025 |
| Mattress Word Kerrville | Kerrville | TX | 08/2021 | 05/2022 |
| Student In Grade School (No Work) | Harlingen | TX | 04/2015 | 08/2021 |
| Unemployed | Rio Hondo | TX | 11/2025 | 02/2026 |
| Lpl Financial Llc | South Burlington | VT | 02/2026 | Present |
1. 2/2026 - Flood Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start date: 3/4/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2026-04-27 |
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