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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-24
  • FL RA
    APPROVED
    Since 2026-08-24

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

2226 South Congress Avenue, West Palm Beach, FL 33406 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Coast Valet West Palm Beach FL 06/2021 07/2021
City Of Greenacres Greenacres FL 06/2023 07/2023
East Coast Protection West Palm Beach FL 06/2024 08/2024
Washington And Jefferson College Washinton PA 08/2020 05/2021
Palm Beach State College West Palm Beach FL 08/2021 12/2021
Southwest Baptist University Bolivar MO 01/2022 12/2023
Florida Atlantic University Boca FL 01/2024 Present
Gwn Securities, Inc. Palm Beach Gardens FL 11/2024 Present
Dwyer High Schoil Palm Beach Gardens FL 08/2016 06/2018
The Kings Academy High School West Palm Beach FL 08/2018 06/2020
  • 06/2021 → 07/2021
    East Coast Valet
    West Palm Beach, FL
  • 06/2023 → 07/2023
    City Of Greenacres
    Greenacres, FL
  • 06/2024 → 08/2024
    East Coast Protection
    West Palm Beach, FL
  • 08/2020 → 05/2021
    Washington And Jefferson College
    Washinton, PA
  • 08/2021 → 12/2021
    Palm Beach State College
    West Palm Beach, FL
  • 01/2022 → 12/2023
    Southwest Baptist University
    Bolivar, MO
  • 01/2024 → Present
    Florida Atlantic University
    Boca, FL
  • 11/2024 → Present
    Palm Beach Gardens, FL
  • 08/2016 → 06/2018
    Dwyer High Schoil
    Palm Beach Gardens, FL
  • 08/2018 → 06/2020
    The Kings Academy High School
    West Palm Beach, FL
Other Businesses

1-- Buttelman and Associates Financial Services POSITION: Financial Representative NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 160 START DATE: 11/7/2024 ADDRESS: 2226 South Congress Avenue 33406, United States DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. Business name: Buttelman and Associates Financial Services , Business Address: 2226 South Congress Avenue, West Palm Beach, FL 33406, Position Held: Registered Repersentative , Expected annual income: 100, Compensation Type: Commissions, Hours Per Month: 1, Hours Per Month Trading: 1, Involvement status: ACTIVE, Start: 2026-09-01, Activity description: Financial Services, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): Series 7

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-13
  • S66 Uniform Combined State Law Examination
    2026-08-13

View on SEC IAPD

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