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Huong Giang Nguyen

J.P. Morgan Securities LLC

San Jose, CA

CRD 8001560

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-30
  • CA RA
    APPROVED
    Since 2026-07-30

Branch Locations

370 N Capitol Ave, San Jose, CA 95133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Jose CA 10/2024 Present
Jpmorgan Chase Bank, N.A. San Jose CA 10/2024 Present
Bank Of America San Jose CA 06/2023 09/2024
Pacificwide San Jose CA 09/2022 04/2023
Techcombank Hanoi 12/2017 02/2019
Maritime Bank Hanoi 02/2017 11/2017
Ocean Bank Hanoi 05/2012 01/2017
Wonder Rates Inc San Jose CA 06/2020 08/2022
Unemployed San Jose CA 05/2023 05/2023
Unemployed San Jose CA 03/2019 05/2020
  • 10/2024 → Present
    San Jose, CA
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 06/2023 → 09/2024
    Bank Of America
    San Jose, CA
  • 09/2022 → 04/2023
    Pacificwide
    San Jose, CA
  • 12/2017 → 02/2019
    Techcombank
    Hanoi
  • 02/2017 → 11/2017
    Maritime Bank
    Hanoi
  • 05/2012 → 01/2017
    Ocean Bank
    Hanoi
  • 06/2020 → 08/2022
    Wonder Rates Inc
    San Jose, CA
  • 05/2023 → 05/2023
    Unemployed
    San Jose, CA
  • 03/2019 → 05/2020
    Unemployed
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-28
S63 Uniform Securities Agent State Law Examination 2024-12-03
  • S66 Uniform Combined State Law Examination
    2024-12-28
  • S63 Uniform Securities Agent State Law Examination
    2024-12-03
Other Names
  • Gina Nguyen

View on SEC IAPD

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