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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Jose | CA | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 10/2024 | Present |
| Bank Of America | San Jose | CA | 06/2023 | 09/2024 |
| Pacificwide | San Jose | CA | 09/2022 | 04/2023 |
| Techcombank | Hanoi | 12/2017 | 02/2019 | |
| Maritime Bank | Hanoi | 02/2017 | 11/2017 | |
| Ocean Bank | Hanoi | 05/2012 | 01/2017 | |
| Wonder Rates Inc | San Jose | CA | 06/2020 | 08/2022 |
| Unemployed | San Jose | CA | 05/2023 | 05/2023 |
| Unemployed | San Jose | CA | 03/2019 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-03 |
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