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Cristian Thomas Lomoro

LPl Financial LLC

Santa Rosa, CA

CRD 7999254

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-04
  • CA RA
    APPROVED
    Since 2026-08-04

Branch Locations

1011 2Nd St Ste 100, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Santa Rosa CA 06/2026 Present
University Of Colorado Boulder Boulder CO 08/2022 05/2026
University Of Colorado Boulder Recreation Center Boulder CO 05/2024 05/2026
Northwestern Mutual Investment Services, Llc Boulder CO 10/2024 11/2024
University Of Colorado Boulder Recreation Center Boulder CO 08/2023 05/2024
University Of Colorado Boulder Recreation Center Boulder CO 01/2023 08/2023
Point Loma Seafoods San Diego CA 05/2023 08/2023
Eastlake High School Chula Vista CA 07/2018 06/2022
Poke One N Half Chula Vista CA 02/2022 08/2022
Point Loma Seafoods San Diego CA 06/2021 10/2021
Eastlake Middle School Chula Vista CA 06/2016 07/2018
  • 06/2026 → Present
    Lpl Financial
    Santa Rosa, CA
  • 08/2022 → 05/2026
    University Of Colorado Boulder
    Boulder, CO
  • 05/2024 → 05/2026
    University Of Colorado Boulder Recreation Center
    Boulder, CO
  • 10/2024 → 11/2024
    Northwestern Mutual Investment Services, Llc
    Boulder, CO
  • 08/2023 → 05/2024
    University Of Colorado Boulder Recreation Center
    Boulder, CO
  • 01/2023 → 08/2023
    University Of Colorado Boulder Recreation Center
    Boulder, CO
  • 05/2023 → 08/2023
    Point Loma Seafoods
    San Diego, CA
  • 07/2018 → 06/2022
    Eastlake High School
    Chula Vista, CA
  • 02/2022 → 08/2022
    Poke One N Half
    Chula Vista, CA
  • 06/2021 → 10/2021
    Point Loma Seafoods
    San Diego, CA
  • 06/2016 → 07/2018
    Eastlake Middle School
    Chula Vista, CA
Other Businesses

1. 06/2026 – Arrow Point Wealth Management– DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 6/29/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-29
  • S66 Uniform Combined State Law Examination
    2026-05-29

View on SEC IAPD

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