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Spencer Alec Shoemaker

Srl Financial

Cicero, IN

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Current Employers
Srl Financial

Cicero, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-07-28
  • IN RA
    APPROVED
    Since 2026-07-28

Branch Locations

Cicero, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avalon Wealth Advisory, Inc. Fishers IN 01/2017 01/2026
Raymond James & Associates Indianapolis IN 06/2016 12/2016
N/A Cicero IN 02/2026 05/2026
Srl Financial, Llc Cicero IN 06/2026 Present
  • 01/2017 → 01/2026
    Avalon Wealth Advisory, Inc.
    Fishers, IN
  • 06/2016 → 12/2016
    Raymond James & Associates
    Indianapolis, IN
  • 02/2026 → 05/2026
    N/A
    Cicero, IN
  • 06/2026 → Present
    Srl Financial, Llc
    Cicero, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-01
  • S65 Uniform Investment Adviser Law Examination
    2026-08-01
Designations

View on SEC IAPD

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