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Brooke W Harman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Tallahassee, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-14
FL RA APPROVED 2022-02-23
  • TX RA
    APPROVED
    Since 2022-03-14
  • FL RA
    APPROVED
    Since 2022-02-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1276 Metropolitan Blvd, Tallahassee, FL 32312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tallahassee FL 01/2021 Present
Waddell & Reed Tallahassee FL 08/2019 12/2020
Redeye Coffee Tallahassee FL 06/2018 08/2019
Florida State University Tallahassee FL 08/2015 05/2019
  • 01/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tallahassee, FL
  • 08/2019 → 12/2020
    Waddell & Reed
    Tallahassee, FL
  • 06/2018 → 08/2019
    Redeye Coffee
    Tallahassee, FL
  • 08/2015 → 05/2019
    Florida State University
    Tallahassee, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
  • S66 Uniform Combined State Law Examination
    2022-02-18
Other Names
  • Brooke Alysse Whaley
  • Brooke Whaley Harman

View on SEC IAPD

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