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Quinston Devante Little

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7204595

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-24
NC RA APPROVED 2026-08-21
  • TX RA
    APPROVED_RES
    Since 2026-08-24
  • NC RA
    APPROVED
    Since 2026-08-21

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Charlotte NC 03/2020 09/2021
Wells Fargo Clearing Services Llc Charlotte NC 09/2021 07/2023
Otb Acquisition, Llc Concord NC 11/2017 03/2020
Food Lion Wilmington NC 09/2015 11/2016
University Of North Carolina - Wilmington Wilmington NC 08/2014 05/2018
Tiaa Charlotte NC 08/2023 03/2026
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2023 03/2026
The Vanguard Group, Inc. Charlotte NC 07/2026 Present
Vanguard Marketing Corporation Charlotte NC 07/2026 Present
Unemployed Charlotte NC 03/2026 07/2026
Vanguard Advisers, Inc. Charlotte NC 07/2026 Present
  • 03/2020 → 09/2021
    Wells Fargo Advisors
    Charlotte, NC
  • 09/2021 → 07/2023
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 11/2017 → 03/2020
    Otb Acquisition, Llc
    Concord, NC
  • 09/2015 → 11/2016
    Food Lion
    Wilmington, NC
  • 08/2014 → 05/2018
    University Of North Carolina - Wilmington
    Wilmington, NC
  • 08/2023 → 03/2026
    Tiaa
    Charlotte, NC
  • 08/2023 → 03/2026
    Charlotte, NC
  • 07/2026 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2026 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 03/2026 → 07/2026
    Unemployed
    Charlotte, NC
  • 07/2026 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 09/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-29
S63 Uniform Securities Agent State Law Examination 2021-12-20
  • S65 Uniform Investment Adviser Law Examination
    2023-09-29
  • S63 Uniform Securities Agent State Law Examination
    2021-12-20
Other Names
  • Quinston Little
  • Quinston D Little

View on SEC IAPD

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