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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| NC | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Charlotte | NC | 03/2020 | 09/2021 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 09/2021 | 07/2023 |
| Otb Acquisition, Llc | Concord | NC | 11/2017 | 03/2020 |
| Food Lion | Wilmington | NC | 09/2015 | 11/2016 |
| University Of North Carolina - Wilmington | Wilmington | NC | 08/2014 | 05/2018 |
| Tiaa | Charlotte | NC | 08/2023 | 03/2026 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2023 | 03/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2026 | Present |
| Unemployed | Charlotte | NC | 03/2026 | 07/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2026 | Present |
NAME OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 09/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-20 |
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