Samuel Pugh

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2017
  Lds Mission
  Arcadia, CA
• 05/2019 → 08/2019
  Blue Fire Leads
  Orem, UT
• 01/2019 → Present
  Recapture Art
  Blanding, UT
• 12/2017 → 05/2020
  Student
  Orem, UT
• 06/2018 → 12/2018
  Langschwager Remodeling
  Ephraim, UT
• 01/2020 → 07/2026
  Northwestern Mutual Investment Services Llc
  Provo, UT
• 07/2026 → Present
  Mml Investors Services, Llc
  Lehi, UT
• 07/2026 → Present
  Massmutual Life Insurance Company
  Lehi, UT

Other Businesses

(1) NAME: SAMUEL PUGH INV REL: Y ADD: 2901 WEST BLUE GRASS BLVD., SUITE 320, LEHI, UT 84048 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/20/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH (2) NAME: RECAPTURE ART INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: SALE OF PROPRIETARY ARTWORK POSITION: OWNER/SALES START DATE: 01/01/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MARKET AND SELL ART THAT HAS BEEN CREATED BY HIS FATHER

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-12-07

Designations

• Certified Financial Planner

Other Names

• Samuel Pugh
• Sammy Pugh
• Samuel Pugh
• Sammy Pugh