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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-20
  • CT RA
    APPROVED
    Since 2026-08-20

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jersey City NJ 06/2018 06/2021
Miami University Miami FL 01/2015 05/2018
Veritude Jersey City NJ 05/2017 08/2017
Fidelity Investments Greenwich CT 06/2021 05/2025
Ubs Financial Greenwich CT 05/2025 08/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 08/2026 Present
  • 06/2018 → 06/2021
    Fidelity Investments
    Jersey City, NJ
  • 01/2015 → 05/2018
    Miami University
    Miami, FL
  • 05/2017 → 08/2017
    Veritude
    Jersey City, NJ
  • 06/2021 → 05/2025
    Fidelity Investments
    Greenwich, CT
  • 05/2025 → 08/2026
    Ubs Financial
    Greenwich, CT
  • 08/2026 → Present
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2021-09-03
Other Names
  • Alexander Ryan Gunn
  • Alexander Gunn
  • Alex Gunn

View on SEC IAPD

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