James Licosati

Current Employers

Alder Capital

12626 High Bluff Drive Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-08-24

CA RA
APP_PEND_IARCE

Since 2026-08-24

Branch Locations

San Francisco, CA • United States

12626 High Bluff Drive Suite 200, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of California, Berkeley	Berkeley	CA	08/2019	05/2023
Lpl Financial Llc	San Diego	CA	06/2023	04/2025
Cathedral Catholic High School	San Diego	CA	08/2015	06/2019
Devoe & Company	San Francisco	CA	04/2025	Present
Alder Capital, Llc	San Francisco	CA	08/2026	Present

08/2019 → 05/2023

University Of California, Berkeley

Berkeley, CA
06/2023 → 04/2025

Lpl Financial Llc

San Diego, CA
08/2015 → 06/2019

Cathedral Catholic High School

San Diego, CA
04/2025 → Present

Devoe & Company

San Francisco, CA
08/2026 → Present

Alder Capital, Llc

San Francisco, CA

Previous Registrations

2024-01-24 → 2025-05-12

Lpl Financial Llc

San Diego, CA

Solana Beach, CA

Other Businesses

1) DeVoe & Company; Investment-related; San Francisco, CA 94133; Consulting Firm; Director; Provide Merger & Acquisition (M&A) advisory services to financial services firms; Full-time position.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-23

S66 Uniform Combined State Law Examination

2024-01-23

Other Names

James Peter Licosati
James Licosati
James P Licosati

View on SEC IAPD