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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferson Unitarian Church | Golden | CO | 07/2015 | 01/2017 |
| Golden Mill | Golden | CO | 01/2017 | 03/2017 |
| The Home Depot | Morrison | CO | 05/2017 | 07/2017 |
| Barnes And Noble | Lakewood | CO | 06/2018 | 05/2019 |
| Student | Laramie | WY | 08/2017 | 06/2018 |
| Unemployed | Lakewood | CO | 03/2017 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 06/2020 |
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 05/2023 | 11/2023 |
| Jeremy Sarby | Lakewood | CO | 06/2020 | 11/2023 |
| Scott Houghton | Lakewood | CO | 06/2023 | 11/2023 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-07 |
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