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Jack Putnam

Osaic Institutions, Inc.

Keene, NH

Concord, NH

CRD 7096452

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-08-03
  • NH RA
    APPROVED
    Since 2026-08-03

Branch Locations

84 Marlboro Street, Keene, NH 03431 • United States

89 North Main Street, Concord, NH 03302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Inc New York NY 11/2019 01/2024
Manhattan College Bronx NY 08/2015 12/2019
Axa New York NY 06/2019 10/2019
Fv Storm New York NY 05/2018 08/2018
Bank Of America Na New York NY 05/2020 01/2024
Edward Jones St Louis MO 02/2024 08/2026
Osaic Institutions, Inc. Meriden CT 08/2026 Present
Nh Trust Concord NH 08/2026 Present
  • 11/2019 → 01/2024
    Merrill Lynch Pierce Fenner & Smith Inc
    New York, NY
  • 08/2015 → 12/2019
    Manhattan College
    Bronx, NY
  • 06/2019 → 10/2019
    Axa
    New York, NY
  • 05/2018 → 08/2018
    Fv Storm
    New York, NY
  • 05/2020 → 01/2024
    Bank Of America Na
    New York, NY
  • 02/2024 → 08/2026
    Edward Jones
    St Louis, MO
  • 08/2026 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 08/2026 → Present
    Nh Trust
    Concord, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-28
  • S66 Uniform Combined State Law Examination
    2020-11-28
Other Names
  • Jack Putnam
  • Jack Michael Putnam

View on SEC IAPD

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