Best Investors Account Sign in
Inactive

Sean Orr

Wells Fargo Investment Institute, Inc.

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-06
  • NC RA
    APPROVED
    Since 2022-06-06

Branch Locations

550 S Tryon St 40Th Floor, Charlotte, NC 28202-4200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute Charlotte NC 05/2018 11/2019
Global Alternative Investment Services Charlotte NC 08/2016 06/2020
Wells Fargo Bank Charlotte NC 06/2020 04/2022
Wells Fargo Clearing Services Charlotte NC 05/2021 04/2022
Wells Fargo Investment Institute, Inc. Charlotte NC 04/2022 Present
  • 05/2018 → 11/2019
    Wells Fargo Investment Institute
    Charlotte, NC
  • 08/2016 → 06/2020
    Global Alternative Investment Services
    Charlotte, NC
  • 06/2020 → 04/2022
    Wells Fargo Bank
    Charlotte, NC
  • 05/2021 → 04/2022
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2022 → Present
    Wells Fargo Investment Institute, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-06
S63 Uniform Securities Agent State Law Examination 2017-01-31
  • S65 Uniform Investment Adviser Law Examination
    2022-06-06
  • S63 Uniform Securities Agent State Law Examination
    2017-01-31
Other Names
  • Sean Orr
  • Sean Patrick Orr

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor