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Monika Brown

Northrock Partners, LLC

Roseville, CA

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-24
  • CA RA
    APPROVED
    Since 2026-08-24

Branch Locations

3741 Douglas Blvd Ste 290, Roseville, CA 95661 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aw Securities Sacramento CA 04/2019 02/2022
Tactile Medical Sacramanto CA 11/2018 12/2018
Enterprise Rent-A-Car Sacramento CA 07/2011 09/2018
Unemployed Sacramento CA 12/2018 04/2019
Ameriprise Financial Services, Llc Roseville CA 02/2022 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
  • 04/2019 → 02/2022
    Aw Securities
    Sacramento, CA
  • 11/2018 → 12/2018
    Tactile Medical
    Sacramanto, CA
  • 07/2011 → 09/2018
    Enterprise Rent-A-Car
    Sacramento, CA
  • 12/2018 → 04/2019
    Unemployed
    Sacramento, CA
  • 02/2022 → 07/2025
    Ameriprise Financial Services, Llc
    Roseville, CA
  • 07/2025 → Present
    Northrock Partners, Llc
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-24
S66 Uniform Combined State Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 2021-07-12
  • S65 Uniform Investment Adviser Law Examination
    2026-08-24
  • S66 Uniform Combined State Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    2021-07-12
Other Names
  • Monika Irene Polt
  • Monika Irene Brown

View on SEC IAPD

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DANIEL HAVEN FULLER
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JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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