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Dana Newcombe Gooch

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-04
  • NC RA
    APPROVED
    Since 2026-08-04

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 01/2019 Present
Wells Fargo Bank Na Concord NC 09/1996 01/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-22
  • S66 Uniform Combined State Law Examination
    2026-06-22
Other Names
  • Dana Michelle Newcombe
  • Dana Michelle Heath
  • Dana Newcombe Heath

View on SEC IAPD

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