Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-30
NY RA APPROVED 2026-07-30
  • IL RA
    APPROVED
    Since 2026-07-30
  • NY RA
    APPROVED
    Since 2026-07-30

Branch Locations

520 Bedford Road, Pleasantville, NY 10570 • United States

463 Summit Ave Unit 1A, Cedarhurst, NY 11516 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2025 Present
Kluge Financial Group Llc Pleasantville NY 08/2025 Present
Stricker Wealth Management Cedarhurst NY 06/2025 Present
Nettwerk Music Group Los Angeles CA 05/2016 01/2017
Neve Yerushalayim Jerusalem 01/2017 08/2018
Live Nation Silver Spring MD 05/2018 12/2018
T. Rowe Price Owings Mills MD 12/2018 06/2019
Bayrock Insurance Agency Valley Stream NY 06/2019 09/2021
N/A Far Rockaway NY 09/2021 12/2021
Bernath & Rosenberg Cedarhurst NY 12/2021 05/2025
N/A Chicago IL 05/2025 06/2025
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
Yeshiva Ohr Boruch Chicago IL 08/2026 Present
  • 08/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2025 → Present
    Kluge Financial Group Llc
    Pleasantville, NY
  • 06/2025 → Present
    Stricker Wealth Management
    Cedarhurst, NY
  • 05/2016 → 01/2017
    Nettwerk Music Group
    Los Angeles, CA
  • 01/2017 → 08/2018
    Neve Yerushalayim
    Jerusalem
  • 05/2018 → 12/2018
    Live Nation
    Silver Spring, MD
  • 12/2018 → 06/2019
    T. Rowe Price
    Owings Mills, MD
  • 06/2019 → 09/2021
    Bayrock Insurance Agency
    Valley Stream, NY
  • 09/2021 → 12/2021
    N/A
    Far Rockaway, NY
  • 12/2021 → 05/2025
    Bernath & Rosenberg
    Cedarhurst, NY
  • 05/2025 → 06/2025
    N/A
    Chicago, IL
  • 07/2026 → Present
    Schaumburg, IL
  • 08/2026 → Present
    Yeshiva Ohr Boruch
    Chicago, IL
Other Businesses

1) KLUGE FINANCIAL GROUP LLC; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; DBA FOR WEALTH MANAGEMENT SERVICES; CLIENT SERVICE ASSOCIATE; SINCE 08/2025; 12 HRS/MO 2) STRICKER WEALTH MANAGEMENT; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; DBA FOR WEALTH MANAGEMENT SERVICES; CLIENT SERVICE ASSOICATE; SINCE 06/2025; 12 HRS/MO 3) NAME OF OTHER BUSINESS:YESHIVA OHR BORUCH; INVESTMENT RELATED: NO; ADDRESS: 2828 PRATT BLVD, CHICAGO, IL, 60643; NATURE OF BUSINESS: ELEMENTARY SCHOOL EDUCATION; START DATE: 8/24/2026 ; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 29; APX NUMBER OF HOURS DURING TRADING HOURS:29; BRIEF DESCRIPTION OF DUTIES: DAILY OFFICE MANAGEMENT& SUPPORT FOR AN EDUCATIONAL INSTITUTION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29
Other Names
  • Preeya Nobis

View on SEC IAPD

More in Pleasantville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor