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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-09 |
Branch Locations
12121 Westheimer Road Suite 201, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2016 | 05/2022 |
| Raymond James Financial Services, Inc | Houston | TX | 05/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Houston | TX | 05/2022 | Present |
| People Of Westview | Houston | TX | 04/2022 | 08/2022 |
| First Community Credit Union | Houston | TX | 05/2022 | Present |
(1)Name of Business: First Community Wealth Advisors Address: 3200 S Dairy Ashford Rd, Houston, TX, 77082-2319, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 05/09/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-17 |
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