James Cummins

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 12/2024
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 07/2017 → 06/2018
  Wells Fargo
  Charlotte, NC
• 09/2015 → 05/2017
  Johnson & Wales University
  Charlotte, NC
• 03/2021 → 11/2021
  Self Employed
  Phoenix, AZ
• 11/2021 → 11/2021
  Self Employed
  Phoenix, AZ
• 11/2021 → 11/2021
  Self Employed
  Phoenix, AZ
• 12/2023 → 07/2026
  Self-Employed
  Phoenix, AZ
• 01/2024 → 07/2026
  Self-Employed
  Phoenix, AZ
• 07/2026 → Present
  First Command Brokerage Services, Inc.
  Fort Worth, TX
• 07/2026 → Present
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 07/2026 → Present
  First Command Insurance Services, Inc.
  Fort Worth, TX

Previous Registrations

• 2020-07-31 → 2024-11-21
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2020-07-29
• S63 Uniform Securities Agent State Law Examination
  2018-09-21

Other Names

• J.P. Cummins
• James Cummins
• James Patrick Cummins