Best Investors Account Sign in

Rodrigo Lopes Simoes

J.P. Morgan Securities LLC

Miami, FL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-19
TX RA APPROVED 2026-07-28
  • FL RA
    APPROVED
    Since 2026-08-19
  • TX RA
    APPROVED
    Since 2026-07-28

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 07/2018 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2018 Present
Jp Morgan Chase New York NY 05/2017 08/2017
Unemployed Berkeley CA 08/2016 05/2017
Unemployed Berkeley CA 09/2017 06/2018
  • 07/2018 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 07/2018 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2017 → 08/2017
    Jp Morgan Chase
    New York, NY
  • 08/2016 → 05/2017
    Unemployed
    Berkeley, CA
  • 09/2017 → 06/2018
    Unemployed
    Berkeley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-12
S63 Uniform Securities Agent State Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2025-11-12
  • S63 Uniform Securities Agent State Law Examination
    2018-09-17
Other Names
  • Rodrigo Simoes

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor