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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-09-11 |
Branch Locations
777 East Wisconsin Ave, Milwaukee, WI 53202 • United States
Greenfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Menemonee Falls | WI | 09/2016 | 11/2017 |
| Time Warner Cable | Milwaukee | WI | 08/2016 | 09/2016 |
| Robert W Baird & Co., Incorporated | Milwaukee | WI | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-13 |
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