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Brian James Greene

Rbc Capital Markets, LLC

Libertyville, IL

Chicago, IL

CRD 6074726

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-24
  • IL RA
    APPROVED
    Since 2026-08-24

Branch Locations

Libertyville, IL • United States

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Chicago IL 05/2016 05/2025
Rbc Capital Markets, Llc Chicago IL 05/2025 Present
  • 05/2016 → 05/2025
    Morgan Stanley Private Bank, N.A.
    Chicago, IL
  • 05/2025 → Present
    Rbc Capital Markets, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
S63 Uniform Securities Agent State Law Examination 2018-06-18
  • S66 Uniform Combined State Law Examination
    2026-08-21
  • S63 Uniform Securities Agent State Law Examination
    2018-06-18
Other Names
  • Brian Greene

View on SEC IAPD

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