Thomas James Mcilraith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-07-27

NJ RA
APPROVED

Since 2026-07-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/2017	Present
Uber	San Francisco	CA	10/2021	11/2025
Unbeatablesale.cOm Inc.	Lakewood	NJ	10/2016	11/2016
Bank Of America	Washington	NJ	11/2016	03/2017
Insperity	Kingwood	TX	10/2015	09/2016

03/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
10/2021 → 11/2025

Uber

San Francisco, CA
10/2016 → 11/2016

Unbeatablesale.cOm Inc.

Lakewood, NJ
11/2016 → 03/2017

Bank Of America

Washington, NJ
10/2015 → 09/2016

Insperity

Kingwood, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-20

S66 Uniform Combined State Law Examination

2026-07-20

Other Names

Thomas James Mcilraith

View on SEC IAPD