Christen Mccarthy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-08-20
RI	RA	APPROVED	2026-08-10

MA RA
APPROVED

Since 2026-08-20
RI RA
APPROVED

Since 2026-08-10

Branch Locations

Woonsocket, RI • United States

175 Federal Street Suite 1050, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Marlborough	MA	04/2012	01/2019
Prudential Insurance Company Of America	Marlborough	MA	04/2012	01/2019
Santander Bank, Na	Boston	MA	04/2019	01/2020
Santander Securities, Llc	Dorchester	MA	04/2019	01/2020
Unemployed	Woonsocket	RI	02/2019	04/2019
Lincoln Financial Advisors, Inc	Boston	MA	01/2020	01/2025
Osaic Wealth, Inc.	Boston	MA	01/2025	Present

04/2012 → 01/2019

Pruco Securities Llc

Marlborough, MA
04/2012 → 01/2019

Prudential Insurance Company Of America

Marlborough, MA
04/2019 → 01/2020

Santander Bank, Na

Boston, MA
04/2019 → 01/2020

Santander Securities, Llc

Dorchester, MA
02/2019 → 04/2019

Unemployed

Woonsocket, RI
01/2020 → 01/2025

Lincoln Financial Advisors, Inc

Boston, MA
01/2025 → Present

Osaic Wealth, Inc.

Boston, MA

Other Businesses

RENEWAL COMMISSIONS FROM PREVIOUS POSITION SELLING GROUP HEALTH COVERAGE. POSITION: Sales Person NATURE: I currently receive residual commissions as a result of past health plan sales under previous employer. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 427 Summer St., Woonsocket RI 02895, United States DESCRIPTION: These residuals require no active duties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-30
S63	Uniform Securities Agent State Law Examination	2012-08-24

S66 Uniform Combined State Law Examination

2026-07-30
S63 Uniform Securities Agent State Law Examination

2012-08-24

Other Names

Christen M Catrambone
Christen Marie Mccarthy

View on SEC IAPD