Alvin Dale Riley

Current Employers

Employment History

• 02/2015 → 08/2025
  Lpl Financial Llc
  Fort Mill, SC
• 08/2025 → 08/2025
  Lpl Financial
  Charlotte, NC
• 08/2025 → Present
  Lpl Financial
  Charlotte, NC

Previous Registrations

• 2015-04-08 → 2025-08-08
  Lpl Financial Llc
  Fort Mill, SC
  Waxhaw, NC

Other Businesses

1-10/02/2025 / Independent Advisor Alliance / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start Date 09/25/2025 2- 10/08/2025 - Independent Advisor Alliance - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date:09/25/2025 - 160 Hrs/Mth - 140 Hrs During Trading. 3- 10/08/2025 - Independent Advisor Alliance - Investment Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date:09/25/2025 - 160 Hrs/Mth - 140 Hrs During Trading.I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 03/17/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 140 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-07
• S63 Uniform Securities Agent State Law Examination
  2012-08-06

Designations

Other Names

• Alvin Dale Riley
• Alvin Dale Riley