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Dustin Lee Baker

Sage, Rutty & Co., Inc.

Rochester, NY

Rochester, NY

Rochester, NY

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Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-15
  • FL RA
    APPROVED
    Since 2026-07-15

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Rochester NY 01/2014 09/2016
Lpl Financial Llc Rochester NY 01/2014 09/2016
Key Investment Services Llc Rochester NY 09/2016 12/2016
Guardian Life Ins Pittsford NY 11/2016 07/2017
Park Avenue Securities Pittsford NY 12/2016 07/2017
Esl Investment Services Llc Rochester NY 07/2017 07/2022
Lpl Financial Llc Penfield NY 07/2017 07/2022
Cooper/Haims Advisors, Llc Victor NY 07/2022 12/2022
Canandaigua National Bank Pittsford NY 12/2022 06/2026
Sage Rutty & Co., Inc. Rochester NY 06/2026 Present
  • 01/2014 → 09/2016
    First Niagara Bank
    Rochester, NY
  • 01/2014 → 09/2016
    Lpl Financial Llc
    Rochester, NY
  • 09/2016 → 12/2016
    Key Investment Services Llc
    Rochester, NY
  • 11/2016 → 07/2017
    Guardian Life Ins
    Pittsford, NY
  • 12/2016 → 07/2017
    Park Avenue Securities
    Pittsford, NY
  • 07/2017 → 07/2022
    Esl Investment Services Llc
    Rochester, NY
  • 07/2017 → 07/2022
    Lpl Financial Llc
    Penfield, NY
  • 07/2022 → 12/2022
    Cooper/Haims Advisors, Llc
    Victor, NY
  • 12/2022 → 06/2026
    Canandaigua National Bank
    Pittsford, NY
  • 06/2026 → Present
    Sage Rutty & Co., Inc.
    Rochester, NY
Previous Registrations
Other Businesses

Orangetheory Fitness: Health/Wellness Fitness Coach, 04/30/2024 – Present, Non-investment related, No time devoted during security trading hours. YMCA of Greater Rochester (Schottland Family Y): Health/Wellness Group Fitness Instructor, 04/05/2023- Present, Non-investment related, No time devoted during security trading hours. The Arc Ontario: Not-for-profit Foundation Board Member, 10/2025 – Present, Non-investment related, No time devoted during security trading hours. Estate Planning Council of Rochester: Local networking organization Board Member, 07/2025 – Present, Non-investment related, Minimal devoted during security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-16
S63 Uniform Securities Agent State Law Examination 2012-02-04
  • S66 Uniform Combined State Law Examination
    2015-04-16
  • S63 Uniform Securities Agent State Law Examination
    2012-02-04
Designations
Other Names
  • Dustin Lee Baker
  • Dustin L Baker

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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