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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-21
  • NC RA
    APPROVED
    Since 2026-08-21

Branch Locations

253 Executive Park Blvd Suite 1, Winston-Salem, NC 27103 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Winston-Salem NC 03/2022 Present
Wealth Enhancement Brokerage Services Winston-Salem NC 01/2026 Present
Blue Rock Wealth Management Winston-Salem NC 06/2011 02/2022
Wealth Enhancement Advisory Services Winston-Salem NC 07/2026 Present
  • 03/2022 → Present
    Wealth Enhancement Group
    Winston-Salem, NC
  • 01/2026 → Present
    Wealth Enhancement Brokerage Services
    Winston-Salem, NC
  • 06/2011 → 02/2022
    Blue Rock Wealth Management
    Winston-Salem, NC
  • 07/2026 → Present
    Wealth Enhancement Advisory Services
    Winston-Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
  • S66 Uniform Combined State Law Examination
    2026-08-21

View on SEC IAPD

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