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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-12
  • CT RA
    APPROVED
    Since 2026-08-12

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Hampden, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Vienna VA 03/2014 08/2020
Massachusetts Mutual Life Insurance Company Springfield MA 03/2014 08/2020
Massmutual Vienna VA 08/2020 08/2021
Fidelity Investments Smithfield RI 08/2021 12/2025
Massmutual Springfield MA 07/2026 Present
Mml Investors Services, Llc Hampden MA 08/2026 Present
Unemployed Hampden MA 12/2025 07/2026
Fidelity Brokerage Services Llc Rhode Island RI 08/2021 12/2025
National Financial Services Llc Rhode Island RI 10/2021 12/2025
Fidelity Institutional Wealth Adviser Llc Rhode Island RI 01/2022 12/2025
  • 03/2014 → 08/2020
    Vienna, VA
  • 03/2014 → 08/2020
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 08/2020 → 08/2021
    Massmutual
    Vienna, VA
  • 08/2021 → 12/2025
    Fidelity Investments
    Smithfield, RI
  • 07/2026 → Present
    Massmutual
    Springfield, MA
  • 08/2026 → Present
    Hampden, MA
  • 12/2025 → 07/2026
    Unemployed
    Hampden, MA
  • 08/2021 → 12/2025
    Fidelity Brokerage Services Llc
    Rhode Island, RI
  • 10/2021 → 12/2025
    National Financial Services Llc
    Rhode Island, RI
  • 01/2022 → 12/2025
    Rhode Island, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 2020-11-07
  • S66 Uniform Combined State Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    2020-11-07
Other Names
  • Derek William Waslick
  • Derek Waslick
  • Derek W. Waslick

View on SEC IAPD

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