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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-22 |
| CT | RA | APPROVED | 2026-07-21 |
Branch Locations
Falls Village, CT • United States
6 Corporate Drive, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Stamford | CT | 06/2011 | 07/2021 |
| Northwestern Mutual Investment Services, Llc | Stamford | CT | 04/2011 | 08/2021 |
| Northwestern Mutual Wealth Management Company | Stamford | CT | 03/2016 | 07/2021 |
| Guardian Life Insurance Co | New Haven | CT | 09/2021 | 05/2026 |
| Park Avenue Securities Llc | New Haven | CT | 07/2021 | 05/2026 |
| Mml Investors Services, Llc | Shelton | CT | 05/2026 | Present |
| Massmutual Life Insurance Co | Shelton | CT | 05/2026 | Present |
Name: Ray Goskowski Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 05/01/2026 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-19 |
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