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Raymond Michael Goskowski

Mml Investors Services, LLC

Falls Village, CT

Shelton, CT

CRD 5913683

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-22
CT RA APPROVED 2026-07-21
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • CT RA
    APPROVED
    Since 2026-07-21

Branch Locations

Falls Village, CT • United States

6 Corporate Drive, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Stamford CT 06/2011 07/2021
Northwestern Mutual Investment Services, Llc Stamford CT 04/2011 08/2021
Northwestern Mutual Wealth Management Company Stamford CT 03/2016 07/2021
Guardian Life Insurance Co New Haven CT 09/2021 05/2026
Park Avenue Securities Llc New Haven CT 07/2021 05/2026
Mml Investors Services, Llc Shelton CT 05/2026 Present
Massmutual Life Insurance Co Shelton CT 05/2026 Present
  • 06/2011 → 07/2021
    Northwestern Mutual Life Insurance Company
    Stamford, CT
  • 04/2011 → 08/2021
    Northwestern Mutual Investment Services, Llc
    Stamford, CT
  • 03/2016 → 07/2021
    Northwestern Mutual Wealth Management Company
    Stamford, CT
  • 09/2021 → 05/2026
    Guardian Life Insurance Co
    New Haven, CT
  • 07/2021 → 05/2026
    Park Avenue Securities Llc
    New Haven, CT
  • 05/2026 → Present
    Shelton, CT
  • 05/2026 → Present
    Massmutual Life Insurance Co
    Shelton, CT
Other Businesses

Name: Ray Goskowski Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 05/01/2026 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-20
S63 Uniform Securities Agent State Law Examination 2012-05-19
  • S65 Uniform Investment Adviser Law Examination
    2026-07-20
  • S63 Uniform Securities Agent State Law Examination
    2012-05-19
Other Names
  • Raymond M Goskowski
  • Raymond Michael Goskowski
  • Ray Goskowski

View on SEC IAPD

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