Steven R Wong

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Wfgia
  Santa Clara, CA
• 07/1981 → Present
  Qantel Technologies Inc.
  Hayward, CA
• 01/2012 → 12/2024
  Transamerica Financial Advisors, Inc
  Santa Clara, CA
• 02/2021 → Present
  Dream Builder Financial
  Pleasanton, CA
• 08/2026 → Present
  Transamerica Financial Advisors
  Santa Clara, CA

Previous Registrations

• 2012-01-06 → 2024-12-31
  Transamerica Financial Advisors, Llc
  Santa Clara, CA
• 2011-07-19 → 2012-01-06
  Investment Advisors International, Inc.
  San Francisco, CA
  Santa Clara, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Dream Builder Financial is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC 2.) Qantel Technologies Investment related? No 2945 Bell Road | Suite 153 | Auburn, CA 95603 Start date 9/1981 Senior Engineer - Develop ERP products and support clients as required 0 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-03
• S63 Uniform Securities Agent State Law Examination
  2011-04-18

Other Names

• Steven Roy Wong