Albert C Smith

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 03/2020
  Transamerica Financial Advisors, Inc
  Chicago, IL
• 09/2015 → Present
  Premier Senior Marketing, Inc.
  Dallas, TX
• 10/2014 → 10/2016
  Liberty Tax Service, Inc
  Alpharetta, GA
• 03/2022 → 12/2023
  Transamerica Financial Advisors, Inc
  Downers Grove, IL
• 10/2010 → Present
  Wfgia
  Hoffman Estates, IL
• 04/2017 → Present
  Ma3 Insurance Inc.
  Chicago Ridge, IL
• 07/2026 → Present
  Transamerica Financial Advisors
  Hoffman Estates, IL

Previous Registrations

• 2022-03-16 → 2023-12-31
  Transamerica Financial Advisors, Llc
  Downers Grove, IL
• 2013-05-29 → 2020-03-27
  Transamerica Financial Advisors, Llc
  Downers Grove, IL
  Edwardsville, IL
  Chicago, IL
  Homewood, IL
  Edwardsville, IL
  Chicago, IL

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Premier Senor Marketing, Inc. Investment Related? No 1445 Ross Ave. | Dallas, TX 75202 Producer/Agent Start date 9/2015 10 hours per month, 0 hours per day during trading. 2.) Ma3 Insurance Inc. Investment related? No 7000 SW Highway | Chicago, Ridge, IL 60515 General Agent Start date 4/2017 10 hours per month, 1 hour per day during trading. Health insurance plans

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-10
• S63 Uniform Securities Agent State Law Examination
  2010-12-01

Other Names

• Albert Charles Smith