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Alex Paschael Cavallo

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-12
  • NC RA
    APPROVED
    Since 2026-08-12

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 06/2016 12/2017
Ally Invest Securities Llc Charlotte NC 12/2017 05/2020
Ally Invest Advisors Charlotte NC 12/2019 05/2020
Wells Fargo Clearing Services Charlotte NC 05/2022 Present
Wells Fargo Bank Charlotte NC 12/2021 Present
Mufg Union Bank, Na New York NY 06/2020 12/2021
  • 06/2016 → 12/2017
    Lpl Financial
    Fort Mill, SC
  • 12/2017 → 05/2020
    Ally Invest Securities Llc
    Charlotte, NC
  • 12/2019 → 05/2020
    Ally Invest Advisors
    Charlotte, NC
  • 05/2022 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 12/2021 → Present
    Wells Fargo Bank
    Charlotte, NC
  • 06/2020 → 12/2021
    Mufg Union Bank, Na
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31

View on SEC IAPD

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