Robert Emmet Mullis

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 02/2019
  Citigroup
  Lic, NY
• 05/2019 → 06/2021
  Cetera Adviser Networks Llc
  Boca Raton, FL
• 05/2019 → 06/2021
  Cetera Advisors Llc
  Denver, CO
• 05/2019 → 06/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2019 → 06/2021
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 05/2019 → 09/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 06/2021 → 12/2025
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL
• 06/2025 → Present
  Re Mullis Inc
  Palm City, FL
• 08/2026 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Previous Registrations

• 2021-06-18 → 2025-12-31
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2019-06-24 → 2021-06-17
  Cetera Wealth Services, Llc
  Boca Raton, FL
• 2018-06-06 → 2019-03-08
  Citigroup Global Markets Inc.
  Long Island City, NY
  Jersey City, NJ
  Jersey City, NJ
  Jersey City, NJ
  Morganville, NJ
  New York, NY

Other Businesses

Investment Related: NO Address: Boca Raton, FL Business: Rideshare Start: 03/2019 Position: Independent Contractor Appx number of Hours per week: 5 Appx number of Hours during trading hours: varies Description: Driver, Provide Transport

Exams

• S66 Uniform Combined State Law Examination
  2018-06-05

Other Names

• Rob Mullis
• Robert Emmet Mullis
• Robert Emmet Mullis
• Robert E. Mullis
• Robert Emmet Mullis
• Robert E Mullis