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Kristina Pui-Ling Chan Sickmond

Ubs Financial Services Inc.

Rochester, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-24
  • NY RA
    APPROVED
    Since 2026-08-24

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Advisors, Llc Fairport NY 02/2019 05/2019
Manning & Napier Advisors, Llc Fairport NY 05/2019 01/2020
Manning & Napier Investor Services, Inc. Fairport NY 06/2019 08/2026
Adagio Ballet Arlington VA 08/2014 02/2019
Manning & Napier Advisors, Llc Fairport NY 01/2020 08/2026
Ubs Financial Services Inc. Rochester NY 08/2026 Present
  • 02/2019 → 05/2019
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 05/2019 → 01/2020
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 06/2019 → 08/2026
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 08/2014 → 02/2019
    Adagio Ballet
    Arlington, VA
  • 01/2020 → 08/2026
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 08/2026 → Present
    Ubs Financial Services Inc.
    Rochester, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-21
  • S63 Uniform Securities Agent State Law Examination
    2019-11-21
Designations
Other Names
  • Kristina Pui-Ling Chan

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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