Nathaniel Francescato

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 04/2018
  Scottrade Inc.
  Aurora, CO
• 05/2018 → 01/2020
  Retired
  Golden, CO
• 01/2020 → 06/2024
  Securities America, Inc.
  Westminster, CO
• 01/2020 → 10/2025
  Townsend & Associates, Inc.
  Westminster, CO
• 06/2024 → 07/2025
  Osaic Wealth, Inc.
  Westminster, CO
• 07/2025 → 10/2025
  Private Client Services
  Westminster, CO
• 10/2025 → Present
  Upmarket Securities Llc
  New York, NY
• 08/2026 → Present
  Simplicity Investments
  Summit, NJ
• 08/2026 → Present
  Aeterna Capital Llc
  Golden, CO

Previous Registrations

• 2020-01-10 → 2025-10-20
  Townsend
  Westminster, CO
• 2016-02-05 → 2018-04-02
  Scottrade Investment Management
  Saint Louis, MO
  Westminster, CO

Other Businesses

1.) Aeterna Capital LLC - 8/1/26 - 12980 W 24th Place, Golden, CO 80401 - Compliance, assist with compliance needs, including regulatory requirements and client reviews, Invt Rel, exempt reporting advisor, 80 hrs/mo; 13 hrs/mo (during trading hours). 2.) Grown Management - 1/30/23 - 12980 W 24th Place, Golden, CO 80401 - Consultant, Not Invt Rel, Consulting, 10 hrs/mo, 0 hrs/mo (during trading hours). 3.) Landlord - 1/1/12 - 12980 W 24th Place, Golden, CO 80401 - Landlord, not Invt Rel, 220 hrs/mo; 0 hrs/mo (during trading hours). 4.) 14er Brewing Company - 2/1/15 - 12980 W 24th Place, Golden, CO 80401 - Owner, oversight, not Invt Rel, Brewery, 15 hrs/mo; 0 hrs/mo (during trading hours). 5.) Upmarket Securities LLC - 10/20/25 - 12980 W 24th Place, Golden, CO 80401 - Director of Compliance and Operations, Compliance, Invt Rel, Registered Agent, 160 hrs/mo; 150 hrs/mo (during trading hours). 6.) TLG Advisors, Inc. - 8/4/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2016-02-05
• S63 Uniform Securities Agent State Law Examination
  2011-11-05

Other Names

• Nato Francescato