Juan Andres Andrade

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 04/2019
  U.S. Bank
  Oak Lawn, IL
• 04/2019 → 04/2020
  U.S. Bancorp Investments, Inc.
  Oak Lawn, IL
• 02/2024 → Present
  Lpl Financial Llc
  Oakbrook Terrace, IL
• 01/2024 → Present
  Bmo Bank Na
  Oakbrook Terrace, IL
• 04/2020 → 01/2024
  Bmo Bank Na
  Chicago, IL

Other Businesses

1) 01/25/2024 - BMO Bank - Financial Institution Duty - Premier Banker - Investment related - Start date: 01/08/2024. 2) 01/25/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 01/25/2024 - EXPERT COUNSEL LLC - Business Entity For Tax/Investment Purposes Only - Co-owner - Treasurer/Manager - Illinois 60629 - Non investment related - Start date: 03/01/2021. 4) 01/25/2024 - Notary - Investment related - Start date: 12/01/2020.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-23
• S63 Uniform Securities Agent State Law Examination
  2024-04-01

Other Names

• Juan A Andrade