Jefferson D Bustarde

Ubs Financial Services Inc.

CRD 5701938

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-10

CA RA
APPROVED

Since 2026-08-10

Branch Locations

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	San Jose	CA	07/2009	04/2019
Ubs Financial Services	Los Gatos	CA	04/2019	Present

07/2009 → 04/2019

Wells Fargo Advisors, Llc

San Jose, CA
04/2019 → Present

Ubs Financial Services

Los Gatos, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-08

S66 Uniform Combined State Law Examination

2026-08-08

Other Names

Jefferson Bustarde
Jefferson Donosca Bustarde
Jefferson D Bustarde

View on SEC IAPD

Nearby Firms

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Nearby Investors

ZACHARY D. LEVY

Nearby Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA

J.P. MORGAN SECURITIES LLC · LOS GATOS, CA

REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA

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