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Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-03
  • CT RA
    APPROVED
    Since 2026-08-03

Branch Locations

322 Main Street, West Haven, CT 06516 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Akron OH 09/2015 08/2023
Jpmorgan Chase Bank Akron OH 09/2015 08/2023
Keybank Orange CT 10/2023 10/2024
Key Investment Services Llc Brooklyn OH 10/2023 10/2024
Key Investment Services Llc Brooklyn OH 10/2024 07/2026
Keybank Orange CT 10/2024 07/2026
Key Investment Services Llc Brooklyn OH 07/2026 Present
Other Businesses

FEET HEAT CUSTOMS LLC; NATURE: I paint artwork onto athletic shoes such as sneakers and cleats; INVESTMENT RELATED: No; NUMBER OF HOURS: 30; SECURITIES TRADING HOURS: 0; START DATE: 04/26/2025; ADDRESS: 5 Laconia Ln, Milford CT 06460, United States; DESCRIPTION: I am the sole owner and employee of the business. Clients contact me via social media and commission artwork to be placed onto an athletic shoe. I design, paint, and then ship the shoes to the client after collecting my fee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-31
S63 Uniform Securities Agent State Law Examination 2009-03-25
  • S65 Uniform Investment Adviser Law Examination
    2026-07-31
  • S63 Uniform Securities Agent State Law Examination
    2009-03-25
Other Names
  • Allen Dina
  • Allen C Dina
  • Allen C Dina
  • Allen Dina
  • Allen Clifford Dina

View on SEC IAPD

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