Best Investors
Account
Sign in
Best Investors
Account
Sign in
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-17 |
Branch Locations
400 N. Tampa Street Suite 1800, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Gibsonton | FL | 03/2015 | 02/2017 |
| Transamerica Investors Securities Corporation | Gibsonton | FL | 03/2015 | 02/2017 |
| Wells Fargo | Tampa | FL | 02/2017 | 06/2021 |
| Principal Life Insurance Company | Wesley Chapel | FL | 06/2021 | 06/2025 |
| Principal Securities Inc | Wesley Chapel | FL | 08/2021 | 06/2025 |
| Capfinancial Partners, Llc. (Captrust) | Raleigh | NC | 06/2025 | Present |
| Capfinancial Securities, Llc. | Raleigh | NC | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-25 |
| S66 | Uniform Combined State Law Examination | 2011-06-01 |
Reach out to this advisor