Walter John Roth

Current Employers

Employment History

• 08/2008 → 08/2026
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2008 → 08/2026
  Northwestern Mutual Investment Services, Llc
  Stevens Point, WI
• 01/2016 → 08/2026
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Plover, WI
• 08/2026 → Present
  Raymond James Financial Services, Inc.
  Plover, WI

Previous Registrations

• 2013-06-17 → 2024-01-10
  Northwestern Mutual Investment Services, Llc
  Marshfield, WI
  Appleton, WI
  Stevens Point, WI

Other Businesses

(1)Name of Business: Address: 3750 Corporate Ave, Plover, WI, 54467-3566, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/31/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales of non-variable life, disability, annuity and long term care (2)Name of Business: CAVU Management, LLC Address: 3750 Corporate Ave, Plover, WI, 54467-3566, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a legal entity established for business purposes; my fee based revenue flows into this business (3)Name of Business: Retlaw Coaching and Consulting Address: 3408 Teton Dr, Stevens Point, WI, 54481, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 07/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Leadership/professional development\nLife coaching (4)Name of Business: RS LEGACY INVESTMENTS, LLC Address: 3408 Teton Dr, Stevens Point, WI, 54481, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 02/19/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We have an accountant and a bookkeeper, but I at a high level manage the finances, underwrite new deals, work with the bankers, ensure rents are collected, bills are paid

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-14
• S63 Uniform Securities Agent State Law Examination
  2009-01-07

Designations