Ria Gost

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → 08/2026
  Commonwealth Financial Network
  Waltham, MA
• 01/2015 → 06/2018
  Cuso Financial Services, Lp
  San Diego, CA
• 06/2018 → 02/2019
  Chalice Capital Partners, Llc
  San Diego, CA
• 06/2018 → 02/2019
  Chalice Wealth Advisors, Llc
  San Diego, CA
• 02/2020 → 11/2020
  Axos Invest, Llc
  Las Vegas, NV
• 03/2019 → 02/2020
  National Association For The Treatment Of Sexual Abuse
  San Diego, CA
• 02/2020 → 11/2020
  Axos Invest, Inc
  Las Vegas, NV
• 02/2022 → 10/2025
  Scf Securities, Inc
  Fresno, CA
• 02/2022 → 10/2025
  Scf Investment Advisors, Inc
  Fresno, CA
• 03/2021 → 02/2022
  Behavioral Health Works
  Anaheim, CA
• 11/2020 → 03/2021
  Unemployed
  Carlsbad, CA
• 03/2026 → 05/2026
  Lpl Financial Llc
  San Diego, CA
• 11/2025 → 02/2026
  Unemployed
  Carlsbad, CA
• 08/2026 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2026-04-29 → 2026-04-30
  Lpl Financial Llc
  San Diego, CA
  Carlsbad, CA
• 2022-03-03 → 2025-09-30
  Scf Investment Advisors, Inc.
  San Diego, CA
  Carlsbad, CA
• 2020-03-16 → 2020-12-07
  Axos Invest, Inc
  Las Vegas, NV
  San Diego, CA
• 2018-07-05 → 2019-02-19
  Kingswood Wealth Advisors, Llc
  San Diego, CA
• 2015-01-12 → 2018-06-26
  Cuso Financial Services, L.P.
  San Diego, CA
• 2006-02-10 → 2012-12-17
  Sprott Asset Management Usa Inc.
  Darien, CT

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-05

Other Names

• Ria Marlene Gost
• Ria M Gost