Steven Howard Klepack

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-24

Branch Locations

One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Hemden	CT	06/2026	Present
Tiaa-Cref Individual & Institutional Services, Llc	Hemden	CT	06/2026	Present
Nuveen	New York City	NY	05/2023	06/2026
Cigna Investment Management	Bloomfield	CT	09/2021	05/2023
Rockit Solutions	Stamford	CT	04/2021	09/2021
Peoples United Bank	Bridgeport	CT	01/2018	04/2021
Bank Of Montreal	Jersey City	NJ	07/2016	01/2018

06/2026 → Present

Tiaa

Hemden, CT
06/2026 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Hemden, CT
05/2023 → 06/2026

Nuveen

New York City, NY
09/2021 → 05/2023

Cigna Investment Management

Bloomfield , CT
04/2021 → 09/2021

Rockit Solutions

Stamford, CT
01/2018 → 04/2021

Peoples United Bank

Bridgeport , CT
07/2016 → 01/2018

Bank Of Montreal

Jersey City, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-24