Neil Lawrence Dunham

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 10/2024
  Forethought Distributors, Llc
  Simsbury, CT
• 08/2015 → 10/2024
  Global Atlantic Financial Company
  Simsbury, CT
• 11/2024 → 06/2026
  Financial Independence Group
  Cornelius, NC
• 07/2026 → Present
  Osaic Wealth Inc
  New Berlin, WI

Previous Registrations

• 2014-01-16 → 2015-08-14
  Annex Wealth Management, Llc
  Brookfield, WI
• 2009-12-18 → 2010-12-01
  Directed Services Llc
  West Chester, PA
  West Chester, PA

Other Businesses

TENACITY ADVISORY GROUP POSITION: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2026 ADDRESS: 2700 Vernon Dr., Green Bay WI 54304, United States DESCRIPTION: Share Best Practices

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-17
• S63 Uniform Securities Agent State Law Examination
  1996-11-08