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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Univ Of South Florida | Tampa | FL | 09/1993 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Tampa | FL | 06/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2012 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BAST COMMERCIAL PROPERTY, LLC; INVESTMENT-RELATED, 7604 DUNBRIDGE DR, ODESSA, FL 33556; 50% OWNER, NO ROLES OR RESPONSIBILITIES; 0 HOURS PER MONTH; START DATE 10/2013 3. 50% OWNER, THOMAS VANITA PROPERTY MANAGEMENT LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/12/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES 4. RBFG,LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/9/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY TO SUPPORT FR PRACTICE; INVESTMENT-RELATED. 5. CO-SPEAKER, BUSINESS RELATED TRAINING, BUSINESS RELATED COACHING, START DATE: 09/12/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEACH OTHER FEMALE ADVISORS HOW TO BETTER THEMSELVES IN THIS CAREER BY DISCUSSING AN ARRAY OF TOPICS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-06 |
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