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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-12
  • FL RA
    APPROVED
    Since 2026-08-12

Branch Locations

130 Whitaker Rd Ste A, Lutz, FL 33549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Univ Of South Florida Tampa FL 09/1993 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/1994 Present
Northwestern Mutual Investment Services, Llc Tampa FL 06/1997 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2012 Present
  • 09/1993 → Present
    Univ Of South Florida
    Tampa, FL
  • 06/1994 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/1997 → Present
    Tampa, FL
  • 01/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BAST COMMERCIAL PROPERTY, LLC; INVESTMENT-RELATED, 7604 DUNBRIDGE DR, ODESSA, FL 33556; 50% OWNER, NO ROLES OR RESPONSIBILITIES; 0 HOURS PER MONTH; START DATE 10/2013 3. 50% OWNER, THOMAS VANITA PROPERTY MANAGEMENT LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/12/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES 4. RBFG,LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/9/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY TO SUPPORT FR PRACTICE; INVESTMENT-RELATED. 5. CO-SPEAKER, BUSINESS RELATED TRAINING, BUSINESS RELATED COACHING, START DATE: 09/12/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEACH OTHER FEMALE ADVISORS HOW TO BETTER THEMSELVES IN THIS CAREER BY DISCUSSING AN ARRAY OF TOPICS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-04
S63 Uniform Securities Agent State Law Examination 2001-11-06
  • S65 Uniform Investment Adviser Law Examination
    2009-11-04
  • S63 Uniform Securities Agent State Law Examination
    2001-11-06
Designations
  • Chartered Financial Consultant
Other Names
  • Rebecca Meredith Largay
  • Rebecca Meredith Largay Bast

View on SEC IAPD

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