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Sean David Jones

Capita Financial Network, LLC

Draper, UT

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Current Employers
Capita Financial Network, Llc

14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-07-20
  • UT RA
    APPROVED
    Since 2026-07-20

Branch Locations

14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Salt Lake City UT 10/1993 Present
Strategic Advisers, Inc. Salt Lake City UT 06/2003 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
  • 10/1993 → Present
    Fidelity Brokerage Services, Inc.
    Salt Lake City, UT
  • 06/2003 → Present
    Strategic Advisers, Inc.
    Salt Lake City, UT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2022-01-10
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2003-06-24 → 2018-07-13
    Salt Lake City, UT
  • 2006-02-28 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Salt Lake City, UT
Other Businesses

OAA#: 61532 | Org Name:Sean Jones | Org Addr:Cedar City and Salt Lake City, UT, US | Nature of Bus:Property Rental | Invst Rel:Y | Title:No Title - doing business under my own name | Duties:Finding tenants, performing maintenance, collecting rent | Start Dt:03/01/2019 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0 Sean also performs handyman services under the same org. name as above.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-02
S63 Uniform Securities Agent State Law Examination 1993-11-17
  • S66 Uniform Combined State Law Examination
    2003-02-02
  • S63 Uniform Securities Agent State Law Examination
    1993-11-17
Designations

View on SEC IAPD

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