Sean David Jones

Employer firm

Capita Financial Network, LLC CRD 290558

$2.32B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → Present
  Fidelity Brokerage Services, Inc.
  Salt Lake City, UT
• 06/2003 → Present
  Strategic Advisers, Inc.
  Salt Lake City, UT
• 07/2018 → Present
  Fidelity Personal And Workplace Advisors
  Boston, MA

Previous Registrations

• 2018-07-13 → 2022-01-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2003-06-24 → 2018-07-13
  Strategic Advisers Llc
  Salt Lake City, UT
• 2006-02-28 → 2007-03-28
  Fidelity Personal Trust Company, Fsb
  Salt Lake City, UT

Other Businesses

OAA#: 61532 | Org Name:Sean Jones | Org Addr:Cedar City and Salt Lake City, UT, US | Nature of Bus:Property Rental | Invst Rel:Y | Title:No Title - doing business under my own name | Duties:Finding tenants, performing maintenance, collecting rent | Start Dt:03/01/2019 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0 Sean also performs handyman services under the same org. name as above.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-02
• S63 Uniform Securities Agent State Law Examination
  1993-11-17

Designations

• Certified Financial Planner