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Advisors Asset Management, Inc. CRD 46727
$2.21B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-12 |
Branch Locations
300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doubleline Capital Lp | Hingham | MA | 03/2015 | 06/2026 |
| Foreside Fund Services, Llc | Hingham | MA | 03/2015 | 06/2026 |
| Advisors Asset Management, Inc | Monument | CO | 06/2026 | Present |
Name: Hingham Historical Society Address: 34 Main St Hingham, MA 02043 Nature: Town Historical Organization Start: 4/7/26 Title: Board Member Time: 1-2 hours/month. I serve on the Board of Directors of my town historical society. Responsibilities include 1 board meeting and 1 committee meeting per month. Not securities business related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-08 |
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