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55 West Street Suite 201, Walpole, MA 02081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-05-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midland National Life Insurance | Cranston | RI | 03/1987 | 05/2019 |
| Commonwealth Financial Network | Waltham | MA | 06/2006 | 05/2019 |
| Securities America, Inc. | Westborough | MA | 05/2019 | 12/2022 |
| The Patriot Financial Group, Llc | Westborough | MA | 05/2019 | Present |
| Waypoint Wealth Management | Shrewsburg | MA | 12/2022 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2022 | Present |
1) PATRIOT FINANCIAL GROUP; SHREWSBURY, MA; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; SINCE 06/2019; 180 HOURS/MO 2) WAYPOINT WEALTH MANAGEMENT; SHREWSBURG, MA; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL PROFESSIONAL; SINCE 06/2019; 180 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-17 |
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