Michael Raymond Koly

Employer firm

Integrated Wealth Management, Inc. CRD 141092

$254M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH

Other Businesses

1) INTEGRATED PLANNING COMPANY; NOT INVESTMENT RELATED; SELLING LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED AND INDEXED ANNUITIES; AGENT; START DATE: 01/01/1983; 5 HOURS PER WEEK(5 HOURS DURING TRADING) 2)INTEGRATED WEALTH MANAGEMENT; INVESTMENT RELATED; PERCENTAGE FEE FOR ASSETS UNDER MANAGEMENT; IAR START DATE: 01/01/2007; 10 HOURS PER MONTH(10 HOURS DURING TRADING). 3) KOLY FINANCIAL GROUP; investment related: Yes; Location of the business: 4723 Garrett Dr. Norton OH 44203; Description of the business: Financial services; Position Title: Owner; Responsibilities Duties: Financial Services; Start date with business: 2019-01-01; Hours devoted to business during trading hours: 130; Hours devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 50.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-01
• S63 Uniform Securities Agent State Law Examination
  1992-05-18

Other Names

• Mike Koly