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Jonathan Ryan Brooks

Fairhaven Financial Advisory Corporation

East Lansing, MI

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Current Employers
Fairhaven Financial Advisory Corporation

1400 Abbot Road Ste 330, East Lansing, MI 48823 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-03-07
  • MI RA
    APPROVED
    Since 2018-03-07

Branch Locations

1400 Abbot Road Ste 330, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairhaven Financial Advisory Corporation East Lansing MI 02/2018 Present
Fairhaven Financial Advisory Corporation East Lansing MI 08/2016 02/2018
Other Businesses

FAIRHAVEN FINANCIAL ADVISORY CORPORATION POSITION: Licensed insurance agent NATURE: licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 5/01/2017 ADDRESS: 1400 Abbot Rd., Suite 330, East Lansing MI 48823, United States DESCRIPTION: licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-15
  • S65 Uniform Investment Adviser Law Examination
    2018-02-15

View on SEC IAPD

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OLIVIA M MARTIN
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MICHELE ANN STRAUSS
DOUGLAS ROBERT KAHL

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EAST LANSING, MI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · EAST LANSING, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · East Lansing, MI
STRAIGHTLINE · East Lansing, MI
INTEGRATED WEALTH CONCEPTS LLC · EAST LANSING, MI
J.P. MORGAN SECURITIES LLC · EAST LANSING, MI
HANTZ FINANCIAL SERVICES, INC. · OKEMOS, MI
HANTZ FINANCIAL SERVICES, INC. · OKEMOS, MI

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