Mark Henry Kordes

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2020
  Hsbc
  Central
• 03/2020 → 12/2020
  Kordes Consultancy
  North Point
• 01/2021 → 08/2022
  Advisors Capital Management, Llc
  Ridgewood, NJ
• 08/2022 → 07/2023
  First Republic Investment Management, Inc.
  Boca Raton, FL
• 10/2023 → Present
  J.P. Morgan Securities Llc
  Boca Raton, FL
• 07/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Boca Raton, FL

Previous Registrations

• 2022-08-31 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  Palm Beach, FL
  Boca Raton, FL
• 2021-01-06 → 2022-08-08
  Advisors Capital Management, Llc
  Boca Raton, FL
  Ridgewood, NJ
• 2008-04-30 → 2010-07-12
  Ubs Financial Services Inc.
  Weehawken, NJ
  New York, NY
  Weehawken, NJ

Other Businesses

Effective 10/30/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-12-04
• S65 Uniform Investment Adviser Law Examination
  2020-10-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Mark Henry Kordes
• Mark H Kordes